Financial Compliance Overview - Powered by OpenAI
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Overall Compliance Score
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Compliance Trend
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Department Breakdown
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⚡ Zero-Day Regulatory Alerts
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PulseStream — Incidents & Control Breaks
Track operational incidents, policy breaches, audit findings, access issues, vendor events, and compliance exceptions.
Filters
Regulation Impact Engine™
Analyze how new regulatory text affects bank policies, controls, and operational teams.
Documents & Evidence Ingestion
Ingest financial institution evidence: policies/SOPs, audit workpapers, vendor SOC reports, incident records, risk assessments, and control testing artifacts.
Upload Compliance Documents
Drop policies, procedures, vendor SOC reports, contracts, risk assessments, audit evidence, or control test results.
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or click to select files from your device
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Ingested Documents
Available to downstream engines after ingestion (RIE, Zero-Day, Audit Prep, Vendor Risk, Root-Cause).
Compliance Matrix
Cross-domain posture across core functions (driven strictly by backend state).
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Score:
Recommended Actions:
Executive Intelligence
ROI + readiness modeling for financial institutions: audit cycles, control operations, vendor oversight, and incident response efficiency.
Estimated Annual Labor Savings
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FTE Capacity Unlocked
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Compliance Labor Reduction
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Live Savings Trajectory
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Risk & Automation Mix
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Zero-Day Regulatory Alerts
Live Regulatory Watch Feed
Intended for financial regulatory updates (e.g., SEC/FINRA/CFPB/OCC/Fed/FDIC) as provided by your backend.
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Why this forecast?
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Cross-Regulation Conflict Detector
Detect conflicts between internal bank policies/controls and external regulatory requirements.
Paste Policies / Procedures
Results
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